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Goldman Sachs Fined 34.3 Million Pounds By FCA

By John F. Heerdink, Jr.
The Goldman Sachs Group, Inc. (GS) is one of the world’s leading investment bankers & also a securities and investment management firm that offers a wide range of financial services with a diversified client base. The Multinational Investment bank has been fined by Britain’s Financial Authority Committee (FCA) with regard to transaction reporting failures for more than a decade under the securities law in Europe or better known as the MiFID. The fine is for $45.07 million (34.3 million pounds).  Goldman agreed to act on the issue proactively. To learn more about The Goldman Sachs Group, Inc. (GS) and to continue to track its progress please visit the Vista Partners Goldman Sachs Group, Inc. Coverage Page. Vista Partners LLC (”Vista”) is a California Registered Investment Advisor based in San Francisco. Vista delivers timely and relevant insights via the website: with daily stories, weekly market updates, monthly macroeconomic newsletters, podcasts, & Vista’s proprietary equity and market research to help you stay informed and stay competitive. Vista’s mission is to invest partner capital while arming investors with a comprehensive global financial perspective across all market sectors. Vista also seeks to provide select issuers with actionable advice regarding fundamental development, corporate governance, and capital market directives. Stay Informed! Stay Competitive! Sign Up to receive FREE email updates here!

Goldman Sachs fined $45 million by UK watchdog for reporting failures

Britain’s markets watchdog said on Thursday it had fined Goldman Sachs International a record 34.3 million pounds ($45 million) for failing to provide accurate reporting of transactions over a decade. “These were serious and prolonged failures,” said Mark Steward, the Financial Conduct..
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